SYLLABUS
FINANCIAL SERVICES
Subject code (101)
UNIT 1 : Meaning of financial services , types , players in financial services , merchant banking , functions , managing new issue , venture capital , need, functions ,
benefits , mutual funds , types , factoring , services , securitization , credit rating , CARE , ICRA , CRISAL .
UNIT 2 : Primary market : face value of shares , debenture issue of shares on premium , discount initial public offer (IPO) , Followon public offer (FPO) , Private
placement , book building process , cut - off price , allotment of shares , draft offer document , listing of securities de - listing of securities.
UNIT 3 : secondary market : introduction , differences b/w primary and secondary market , role of stock exchanges , demutualization of stock exchanges , screen
based trading NCEAT internet based trading , contract note brokerage , products in the secondary markets , equity investments , debit investments .
UNIT 4 : Derivatives : Types of derivatives optional premium , commodity exchange , commodity derivative markets , differences b/w commodity and financial
derivatives , depositing systems , depositing participant custodian , ISIM , De - materialization of secuities .
UNIT 5 : B.S.E.. N.S.E : organisational structure , index construction , sensex , NIFTY , settlement , rolling settlement , pay in and pay out , no delivery period ,
auction of shares , investor protection fund.
benefits , mutual funds , types , factoring , services , securitization , credit rating , CARE , ICRA , CRISAL .
UNIT 2 : Primary market : face value of shares , debenture issue of shares on premium , discount initial public offer (IPO) , Followon public offer (FPO) , Private
placement , book building process , cut - off price , allotment of shares , draft offer document , listing of securities de - listing of securities.
UNIT 3 : secondary market : introduction , differences b/w primary and secondary market , role of stock exchanges , demutualization of stock exchanges , screen
based trading NCEAT internet based trading , contract note brokerage , products in the secondary markets , equity investments , debit investments .
UNIT 4 : Derivatives : Types of derivatives optional premium , commodity exchange , commodity derivative markets , differences b/w commodity and financial
derivatives , depositing systems , depositing participant custodian , ISIM , De - materialization of secuities .
UNIT 5 : B.S.E.. N.S.E : organisational structure , index construction , sensex , NIFTY , settlement , rolling settlement , pay in and pay out , no delivery period ,
auction of shares , investor protection fund.